Advertisement
JAMDA Online Original Study| Volume 19, ISSUE 9, P812.e1-812.e10, September 2018

Pathophysiology of Oropharyngeal Dysphagia Assessed by Videofluoroscopy in Patients with Dementia Taking Antipsychotics

      Abstract

      Objectives

      The objective of this study was to assess the pathophysiology of oropharyngeal dysphagia (OD) in patients with dementia, specifically in those taking antipsychotics (APs).

      Design

      A cross-sectional study was performed from January 2011 to May 2017 in a general hospital.

      Setting and Participants

      We included 114 patients with dementia, of which 39 (34.2%) were taking APs (82.5 ± 7.8 years, Barthel Index 52.28 ± 30.42) and 29 patients without dementia (82.4 ± 6.7 years, Barthel Index 77.71 ± 24.7) and OD confirmed by a videofluoroscopy.

      Measures

      Demographical and clinical factors as well as swallowing function of patients with dementia with OD were compared with older patients without dementia with OD. We also compared patients with dementia taking and not taking APs. Impaired efficacy during videofluoroscopy was defined as the presence of oral and/or pharyngeal residue, and impaired safety (unsafe swallow) was defined as aspiration or penetration. Receiver operating characteristic curves were drawn for laryngeal vestibule closure (LVC) time to predict unsafe swallow.

      Results

      87.7% of patients with dementia presented impaired efficacy of swallow and 74.6% impaired safety [penetration-aspiration scale (PAS) 3.94 ± 1.94]. 86.2% of patients without dementia presented impaired efficacy and 44.8% impaired safety (PAS 2.21 ± 1.92). Time to LVC was significantly delayed in patients with dementia taking APs in comparison with patients without dementia (LVC 0.377 ± 0.093 vs 0.305 ± 0.026, P = .003). In contrast, there were no differences in the PAS and LVC time in patients with dementia taking and not taking APs (PAS 3.96 ± 0.26 vs 3.88 ± 0.22, LVC 0.398 ± 0.117 vs 0.376 ± 0.115, NS). LVC time ≥0.340 seconds predicted unsafe swallow in patients with dementia with an accuracy of 0.71.

      Conclusions/Implications

      Patients with dementia presented high prevalence and severity of videofluoroscopy signs of impaired efficacy and safety of swallow and a more severe impairment in airway protection mechanisms (higher PAS and LVC delay). Clinical practice should implement specific protocols to prevent OD and its complications in these patients. AP treatment did not significantly worsen swallowing impairments.

      Keywords

      To read this article in full you will need to make a payment

      Purchase one-time access:

      Academic & Personal: 24 hour online accessCorporate R&D Professionals: 24 hour online access
      One-time access price info
      • For academic or personal research use, select 'Academic and Personal'
      • For corporate R&D use, select 'Corporate R&D Professionals'

      Subscribe:

      Subscribe to Journal of the American Medical Directors Association
      Already a print subscriber? Claim online access
      Already an online subscriber? Sign in
      Institutional Access: Sign in to ScienceDirect

      References

        • Easterling C.S.
        • Robbins E.
        Dementia and dysphagia.
        Geriatr Nurs. 2008; 29: 275-285
        • Mitchell S.L.
        • Teno J.M.
        • Kiely D.K.
        • et al.
        The clinical course of advanced dementia.
        N Engl J Med. 2009; 361: 1529-1538
        • Burns A.
        • Jacoby R.
        • Luthert P.
        • Levy R.
        Cause of death in Alzheimer’s disease.
        Age Ageing. 1990; 19: 341e344
        • Chouinard J.
        Dysphagia in Alzheimer disease: A review.
        J Nutr Health Aging. 2000; 4: 214-217
        • Alagiakrishnan K.
        • Bhanji R.A.
        • Kurian M.
        Evaluation and management of oropharyngeal dysphagia in different types of dementia: A systematic review.
        Arch Gerontol Geriatr. 2013; 56: 1e9
        • Rösler A.
        • Lessmann H.
        • von Renteln-Kruse W.
        • Stansschuss S.
        Dysphagia and dementia: Disease severity and degree of dysphagia as assessed by fiberoptic endoscopy.
        Eur J Geriatr. 2008; 31: 127e130
        • Langmore S.E.
        • Olney R.K.
        • Lomen-Hoerth C.
        • et al.
        Dysphagia in patients with frontotemporal lobar dementia.
        Arch Neurol. 2007; 64: 58-62
        • Horner J.
        • Alberts M.
        • Dawson D.
        • Cook G.
        Swallowing in Alzheimer’s disease.
        Alzheimer Dis Assoc Disord. 1994; 8: 177-189
        • Feinberg M.J.
        • Ekberg O.
        • Segall L.
        • Tully J.
        Deglutition in elderly patients with dementia - findings of videofluorographic evaluation and impact on staging and management.
        Radiology. 1992; 183: 811-814
        • Logemann J.A.
        • Shanahan T.
        • Rademaker A.W.
        • et al.
        Oropharyngeal swallowing after stoke in the left basal ganglion/internal capsule.
        Dysphagia. 1993; 8: 230-234
        • Affoo R.H.
        • Foley N.
        • Rosenbek J.
        • et al.
        Swallowing dysfunction and autonomic nervous system dysfunction in Alzheimer’s disease: A scoping review of the evidence.
        J Am Geriatr Soc. 2013; 61: 2203-2213
        • Suh M.K.
        • Kim H.
        • Na D.L.
        Dysphagia in patients with dementia: Alzheimer versus vascular.
        Alzheimer Dis Assoc Disord. 2009; 23: 178-184
        • Shinagawa S.
        • Adachi H.
        • Toyota Y.
        • et al.
        Characteristics of eating and swallowing problems in patients who have dementia with Lewy bodies.
        Int Psychogeriatr. 2009; 21: 520-525
        • Baijens L.W.
        • Clavé P.
        • Cras P.
        • et al.
        European Society for Swallowing Disorders - European Union Geriatric Medicine Society white paper: Oropharyngeal dysphagia as a geriatric syndrome.
        Clin Interv Aging. 2016; 11: 1403-1428
        • Payne M.A.
        • Morley J.E.
        Dysphagia: A new geriatric syndrome.
        J Am Med Dir Assoc. 2017; 18: 555-557
        • Rofes L.
        • Arreola V.
        • Romea M.
        • et al.
        Pathophysiology of oropharyngeal dysphagia in the frail elderly.
        Neurogastroenterol Motil. 2010; 22: 851-858.e230
        • Inouye S.K.
        • Studenski S.
        • Tinetti M.E.
        • Kuchel G.A.
        Geriatric syndromes: Clinical, research and policy implications of a core geriatric concept.
        J Am Geriatr Soc. 2007; 55: 780-791
        • Bosch X.
        • Formiga F.
        • Cuerpo S.
        • et al.
        Aspiration pneumonia in old patients with dementia. Prognostic factors of mortality.
        Eur J Intern Med. 2012; 23: 720-726
        • Muhammad A.
        • Vaezi M.
        Dysphagia in the elderly.
        Gastroenterol Hepatol. 2013; 9: 784-795
        • Hughes T.A.
        • Shone G.
        • Lindsay G.
        • Wiles C.M.
        Severe dysphagia associated with major tranquilizer treatment.
        Postgrad Med J. 1994; 70: 581-583
        • Al-Shehri A.M.
        Drug induced dysphagia.
        Ann Saudi Med. 2003; 23: 249-253
        • Horacek J.
        • Bubenikova-Valesova V.
        • Kopecek M.
        • et al.
        Mechanism of action of atypical antipsychotic drugs and the neurobiology of schizophrenia.
        CNS Drugs. 2006; 20: 389-409
        • Miarons M.
        • Cabib C.
        • Barón F.J.
        • Rofes L.
        Evidence and decision algorithm for the withdrawal of antipsychotic treatment in the elderly with dementia and neuropsychiatric symptoms.
        Eur J Clin Pharmacol. 2017; 73: 1389-1398
        • Dziewas R.
        • Warnecke T.
        • Schnabel M.
        • et al.
        Neuroleptic-induced dysphagia: Case report and literature review.
        Dysphagia. 2007; 22: 63-67
        • Miarons-Font M.
        • Rofes-Salsench L.
        Antipsychotic medication and oropharyngeal dysphagia: Systematic review.
        Eur J Gastroenterol Hepatol. 2017; 29: 1332-1339
        • WHO
        Manual of the International Statistical Classification of Diseases, Injuries, and Causes of Death. Vol. 1. World Health Organization, Geneva, Switzerland1977
      1. World Medical Association. World Medical Association Declaration of Helsinki: Ethical Principles for Medical Research Involving Human Subjects. JAMA 2013;310:2191–2194 Charlson M, Pompei P, Ales K, Mackenzie C. A new method of classifying prognostic comorbidity in longitudinal studies: Development and validation. J Chronic Dis 1987;40:373–383.

        • Charlson M.
        • Pompei P.
        • Ales K.
        • Mackenzie C.
        A new method of classifying prognostic comorbidity in longitudinal studies: Development and validation.
        J Chronic Dis. 1987; 40: 373-e383
        • Rolfson D.B.
        • Majumdar S.R.
        • Tsuyuki R.T.
        • et al.
        Validity and reliability of the Edmonton Frail Scale.
        Age Ageing. 2006; 35: 526-529
        • Mahoney F.I.
        • Barthel D.W.
        Functional evaluation: The Barthel Index.
        Md State Med J. 1965; 14: 61-65
        • Reisberg B.
        • Ferris S.H.
        • de Leon M.J.
        • Crook T.
        The global deterioration scale for assessment of primary degenerative dementia.
        Am J Psychiatry. 1982; 139: 1136-1139
        • WHO
        The anatomical therapeutic chemical classification system with defined daily doses (ATC/DDD).
        World Health Organization, 2017 (Available at:)
        http://www.who.int/classifications/atcddd/en/
        Date accessed: October 1, 2017
        • Clave P.
        • Arreola V.
        • Romea M.
        • et al.
        Accuracy of the volume-viscosity swallow test for clinical screening of oropharyngeal dysphagia and aspiration.
        Clin Nutr. 2008; 27: 806-815
      2. Gramigna GD. How to perform video-fluoroscopy swallowing studies. GI Motility online. 2006. Available at: http://www.nature.com/gimo/contents/pt1/full/gimo95.html. Accessed May 30, 2017.

        • Kahrilas P.J.
        • Lin S.
        • Rademaker A.W.
        • Logemann J.A.
        Impaired deglutitive airway protection: A videofluoroscopic analysis of severity and mechanism.
        Gastroenterology. 1997; 113: 1457-1464
        • Logemann J.A.
        Manual for the Videofluorographic Study of Swallowing.
        2nd ed. PRO-ED, Austin1993
        • Clave P.
        • De K.M.
        • Arreola V.
        • et al.
        The effect of bolus viscosity on swallowing function in neurogenic dysphagia.
        Aliment Pharmacol Ther. 2006; 24: 1385-1394
        • Rosenbek J.C.
        • Robbins J.A.
        • Roecker E.B.
        • et al.
        A penetration-aspiration scale.
        Dysphagia. 1996; 11: 93-98
        • Leucht S.
        • Samara M.
        • Heres S.
        • et al.
        Dose equivalents for second-generation antipsychotic drugs: The classical mean dose method.
        Schizophr Bull. 2015; 41: 1397-1402
        • Gardner D.
        • Baldessarini R.
        • Waraich P.
        Modern antipsychotic drugs: A critical overview.
        Can Med Assoc J. 2005; 172: 1703-1711
        • Miarons M.
        • Campins L.
        • Palomera E.
        • et al.
        Drugs related to oropharyngeal dysphagia in older people.
        Dysphagia. 2016; 31: 697-705
        • Vilardell N.
        • Rofes L.
        • Arreola V.
        • et al.
        Videofluoroscopic assessment of the pathophysiology of chronic poststroke oropharyngeal dysphagia.
        Neurogastroenterol Motil. 2017; 29: 1-8
        • Ickenstein G.W.
        • Clave P.
        • Dziewas R.
        • et al.
        Diagnosis and treatment of neurogenic dysphagia.
        1st ed. Uni-Med Verlag AG, Bremen2011
        • Morrison R.S.
        • Siu A.L.
        Survival in end-stage dementia following acute illness.
        JAMA. 2000; 284: 47
        • Cook I.J.
        • Kahrilas P.J.
        AGA technical review on management of oropharyngeal dysphagia.
        Gastroenterology. 1999; 116: 455-478
        • Robbins J.
        • Hamilton J.W.
        • Lof G.L.
        • Kempster G.B.
        Oropharyngeal swallowing in normal adults of different ages.
        Gastroenterology. 1992; 103: 823-829
        • Logemann J.A.
        • Pauloski B.R.
        • Rademaker A.W.
        • et al.
        Temporal and biomechanical characteristics of oropharyngeal swallow in younger and older men.
        J Speech Lang Hear Res. 2000; 43: 1264-1274
        • Yoshikawa M.
        • Yoshida M.
        • Nagasaki T.
        • et al.
        Aspects of swallowing in healthy dentate elderly persons older than 80 years.
        J Gerontol A Biol Sci Med Sci. 2005; 60: 506-509
        • Nagaya M.
        • Sumi Y.
        Reaction time in the submental muscles of normal older people.
        J Am Geriatr Soc. 2002; 50: 975-976
        • Cabre M.
        • Serra-Prat M.
        • Palomera E.
        • et al.
        Prevalence and prognostic implications of dysphagia in elderly patients with pneumonia.
        Age Ageing. 2010; 39: 39-45
        • Wada H.
        • Nakajoh K.
        • Satoh-Nakagawa T.
        • et al.
        Risk factors of aspiration pneumonia in Alzheimer’s disease patients.
        Gerontology. 2001; 47: 271-276
        • Rudolph J.
        • Gardner K.
        • Gramigna G.
        • McGlinchey R.
        Antipsychotics and oropharyngeal dysphagia in hospitalized older patients.
        J Clin Psychopharmacol. 2008; 28: 532-535
        • Fioravanti M.
        • Miyahara F.
        • Cavallari H.
        • Bretan O.
        Bedside assessment of swallowing in elderly patients using psychotropic drugs.
        Braz J Otorhinolaryngol. 2011; 77: 526-530
        • Lin C.
        • Lai Y.
        Tachykinins in propranolol-augmented hyperpnoea-induced bronchoconstriction in Taida guinea-pigs: Effects of dimethylthiourea.
        J Auton Pharmacol. 1998; 18: 147-149
        • Kishida Y.
        • Maeda N.
        • Murawaki Y.
        Relationship between dysphagia and serum substance P level in chronic central nervous disease.
        Int J Clin Med. 2013; 4: 86-90
        • Fuh J.L.
        • Lee R.C.
        • Wang S.J.
        • et al.
        Swallowing difficulty in Parkinson's disease.
        Clin Neurol Neurosurg. 1997; 99: 106-112
        • Monte F.S.
        • da Silva-Junior F.P.
        • Braga-Neto P.
        • et al.
        Swallowing abnormalities and dyskinesia in Parkinson’s disease.
        Mov Disord. 2004; 20: 457-462
        • Thomson W.M.
        • Chalmers J.M.
        • Spencer A.J.
        • Slade G.D.
        Medication and dry mouth: Findings from a cohort study of older people.
        J Public Health Dent. 2000; 60: 12-20
        • Cabré M.
        • Serra-Prat M.
        • Force L.
        • et al.
        Oropharyngeal dysphagia is a risk factor for readmission for pneumonia in the very elderly persons: Observational prospective study.
        J Gerontol A Biol Sci Med Sci. 2014; 69: 330-337
        • Carrión S.
        • Cabré M.
        • Monteis R.
        • et al.
        Oropharyngeal dysphagia is a prevalent risk factor for malnutrition in a cohort of older patients admitted with an acute disease to a general hospital.
        Clin Nutr. 2015; 34: 436-442
        • Serra-Prat M.
        • Cabré M.
        • Álvaro C.
        • et al.
        Oropharyngeal dysphagia is a risk factor for readmission for pneumonia in frail elderly subjects.
        Dysphagia. 2011; 26: 478

      Linked Article

      • Dysphagia in Frail Older Persons: Making the Most of Current Knowledge
        Journal of the American Medical Directors AssociationVol. 19Issue 9
        • Preview
          Dysphagia and related problems with oral intake must certainly be numbered among the important geriatric syndromes.1 They, like other geriatric syndromes, become increasingly common as people age, are especially prevalent in aging-related conditions such as stroke and Alzheimer's disease, and are usually multifactorial.2 In developing evidence-based approaches to such common aging problems, the scientific community goes through a sequence of investigative steps. We begin by identifying and defining the problem.
        • Full-Text
        • PDF