Abstract
Objective
To evaluate the role of functional status along with other used clinical factors on the occurrence of death in patients hospitalized with COVID-19.
Design
Prospective cohort study.
Setting
Public university hospital (Madrid).
Participants and Methods
A total of 375 consecutive patients with COVID-19 infection, admitted to a Public University Hospital (Madrid) between March 1 and March 31, 2020, were included in the Prospective Cohort study. Death was the main outcome. The main variable was disability in activities of daily living (ADL) assessed with the Barthel Index. Covariates included sex, age, severity index (Quick Sequential Organ Failure Assessment, qSOFA), polypharmacy (≥5 drugs in the month before admission), and comorbidity (≥3 diseases). Multivariable logistic regression was used to identify risk factors for adverse outcomes. Estimated model coefficients served to calculate the expected probability of death for a selected combination of 5 variables: Barthel Index, sex, age, comorbidities, and severity index (qSOFA).
Results
Mean age was 66 years (standard deviation 15.33), and there were 207 (55%) men. Seventy-four patients died (19.8%). Mortality was associated with low Barthel Index (odds ratio per 5-point decrease 1.11, 95% confidence interval 1.03-1.20), male sex (0.23, 0.11-0.47), age (1.07, 1.03-1.10), and comorbidity (2.15, 1.08-4.30) but not with qSOFA (1.29, 0.87-1.93) or polypharmacy (1.54, 0.77-3.08). Calculated mortality risk ranged from 0 to 0.78.
Conclusions and Implications
Functional status predicts death in hospitalized patients with COVID-19. Combination of 5 variables allows to predict individual probability of death. These findings provide useful information for the decision-making process and management of patients.
In December 2019, the first case of SARS-CoV-2 infection was reported in Wuhan, China,
1- Zhu N.
- Zhang D.
- Wang W.
- et al.
A novel coronavirus from patients with pneumonia in China, 2019.
resulting in an outbreak that was declared a pandemic on March 11, 2020, by the World Health Organization (WHO).
2WHO declares COVID-19 a pandemic.
COVID-19 pandemic has had a major impact in the Madrid region, where 27,509 cases and 3603 deaths were registered on the same date (March 31, 2020, the last date of inclusion in our study).
3Department of Homeland Security
Spain.
Regarding age distribution, 86% of deaths have occurred in patients older than 70 years and 95% if we extend to those older than 60 years. Mortality reaches greater than 60% for patients aged ≥80 years.
4- Borobia A.M.
- Carcas A.J.
- Arnalich F.
- et al.
A cohort of patients with COVID-19 in a major teaching hospital in Europe.
Taking this fact into account, it should be expected that relevant factors associated to mortality in older people, like functional status,
5- Castro-Rodríguez M.
- Carnicero J.A.
- Garcia-Garcia F.J.
- et al.
Frailty as a major factor in the increased risk of death and disability in older people with diabetes.
, 6- Abizanda P.
- Romero L.
- Sánchez-Jurado P.M.
- et al.
Age, frailty, disability, institutionalization, multimorbidity or comorbidity. Which are the main targets in older adults?.
, 7- Hoogendijk E.O.
- Romero L.
- Sánchez-Jurado P.M.
- et al.
A new functional classification based on frailty and disability stratifies the risk for mortality among older adults: The FRADEA Study.
, 8- Landi F.
- Calvani R.
- Tosato M.
- et al.
Impact of physical function impairment and multimorbidity on mortality among community-living older persons with sarcopaenia: Results from the ilSIRENTE prospective cohort study.
had been included in predictive models of coronavirus mortality. However, this has not been the case, with its potential impact on the decision-making process.
9- Level C.
- Tellier E.
- Dezou P.
- et al.
Outcome of older persons admitted to intensive care unit, mortality, prognosis factors, dependency scores and ability trajectory within 1 year: A prospective cohort study.
Deterioration of functional status, as a sign of an augmented vulnerability state and a declining of biological reserves, is generally considered a strong predictor of poor outcome mainly, but not exclusively, in older people.
7- Hoogendijk E.O.
- Romero L.
- Sánchez-Jurado P.M.
- et al.
A new functional classification based on frailty and disability stratifies the risk for mortality among older adults: The FRADEA Study.
,10- Rozzini R.
- Sabatini T.
- Cassinadri A.
- et al.
Relationship between functional loss before hospital admission and mortality in elderly persons with medical illness.
,11- Shah R.
- Borrebach J.D.
- Hodges J.C.
- et al.
Validation of the Risk Analysis Index for evaluating frailty in ambulatory patients.
Often frailty and disability, rather than illness, have significant prognostic value.
5- Castro-Rodríguez M.
- Carnicero J.A.
- Garcia-Garcia F.J.
- et al.
Frailty as a major factor in the increased risk of death and disability in older people with diabetes.
In fact, frailty predicts mortality in older people independently from other clinical variables.
12- Guidet B.
- de Lange D.W.
- Boumendil A.
- et al.
The contribution of frailty, cognition, activity of daily life and comorbidities on outcome in acutely admitted patients over 80 years in European ICUs: The VIP2 study.
, 13- Hewitt J.
- Carter B.
- Vilches-Moraga A.
- et al.
The effect of frailty on survival in patients with COVID-19 (COPE): A multicentre, European, observational cohort study.
, 14- Bellelli G.
- Rebora P.
- Valsecchi M.G.
- et al.
Frailty Index predicts poor outcome in COVID-19 patients.
, 15- Chong E.
- Chan M.
- Tan H.N.
- Lim W.S.
COVID-19: Use of the Clinical Frailty Scale for critical care decisions.
The role of functional status in determining poor outcomes in old patients with COVID-19 has not yet been firmly established. Evidence is even smaller regarding the joint assessment of functioning and other classical factors used in clinical decision making, such as age, sex, comorbidity, and disease severity.
16Whose life to save? Scarce resources allocation in the COVID-19 outbreak.
Therefore, the aim of this study was to evaluate, in patients hospitalized with COVID-19, the role of limitations in activities of daily living along with other habitual clinical factors on death during hospitalization, building a predictive model.
Patients and Methods
Study Design and Participants
We analyzed the data of a cohort comprising all the patients with COVID-19 admitted to a Public University Hospital (Madrid, Spain). We have included patients hospitalized from March 1 to 31, 2020, a time period covering the peak of the pandemics in the Madrid region. All cases were selected consecutively according to the date of admission to hospital, due to COVID-19 infection confirmed by positive PCR.
Sources of Information and Data Collection
Information on COVID-19 and the current disease course was collected from hospital electronic clinical records, whereas information on drug treatment and comorbidities before admission were obtained from electronic primary health care records.
Definition of the Outcome
Main outcome included mortality during hospitalization. We followed patients until discharge, death, or June 18, 2020, whichever was first. On June 18, 2020, 2 patients were still in hospital and were excluded from the analyses.
Main Variable of Interest
Disability was the main independent (predictive) variable of interest, assessed by the Barthel Index of Activities of Daily Living (ADL).
17- Mahoney F.I.
- Barthel D.W.
Functional evaluation: The Barthel Index.
In those patients with no data on the Barthel Index in their clinical records on admission, the data were recorded from the available information about their basal functioning using their primary health care clinical records. This was not possible in 5 patients, who were excluded from the analyses. Barthel Index score has been split into the following categories: 0 to 60 (severe disability), 65 to 85 (moderate disability), 90% to 95% (mild disability), and 100 (no disability).
Potential Confounders
We collected data about age, sex, and comorbidities (hypertension, diabetes mellitus, obesity, hyperlipidemia, ischemic heart disease, heart failure, atrial fibrillation, thromboembolic disease including deep vein thrombosis and pulmonary embolism, stroke, chronic obstructive pulmonary disease, asthma, cancer, and chronic kidney disease). To evaluate the number of diseases needed to characterize significant comorbidity, we assessed the number of diseases that were associated with increased mortality (
Supplementary Table 1).
Clinical severity was assessed with the Quick Sequential (Sepsis-related) Organ Failure Assessment (qSOFA) score, which identifies high-risk patients for in-hospital mortality. It includes 3 clinical criteria, assigning 1 point for low blood pressure (SBP ≤ 100 mmHg), high respiratory rate (≥22 breaths/min), or altered consciousness (Glasgow Coma Scale score < 15). The score ranges 0-3 points.
18- Singer M.
- Deutschman C.S.
- Seymour C.W.
- et al.
The Third International Consensus Definitions for Sepsis and Septic Shock (Sepsis-3).
The number of drug treatments in the month preceding the current hospitalization was also collected. Patients were classified in 2 groups: with (≥5 drugs) or without (<5 drugs) polypharmacy.
Statistical Analyses
Quantitative variables were expressed as means and standard deviations and qualitative variables as percentages. Differences in the quantitative variables between those who died and those surviving were assessed using the Student t test; differences in percentages were assessed using the χ2 test.
The association between Barthel score and death were assessed using 4 nested logistic regression models: (1) raw model, adjusted for age and sex; (2) additionally adjusted for qSOFA (increases in 1 point); (3) further adjusted for polypharmacy; and (4) further adjusted for the presence of comorbidities (≥3 comorbidities). In addition, using the estimated model coefficients, we computed the expected probability of death for a preselected combination of 4 variable values based on the variables remaining in the regression models for mortality (age, sex, Barthel Index, and comorbidity).
We performed 2 sensitivity analysis. We repeated the analysis excluding patients younger than 40 years, among whom deaths were not observed. The second one regarded the calculated expected probability of death, including the severity (ie, qSOFA) of the clinical status of the patient.
The level of significance was set at P <.05. The analyses were performed using the statistical package R for windows (version 3.6.1).
Ethics
Data used in this project are part of another study approved by the Ethics Research Committee of a Spanish University Hospital (Protocol ID SRAA-COVID19; version 2, March 17, 2020).
19- de Abajo F.J.
- Rodríguez-Martín S.
- Lerma V.
- et al.
Use of renin-angiotensin-aldosterone system inhibitors and risk of COVID-19 requiring admission to hospital: A case-population study.
Results
The study included 375 patients with a mean age of 66 years (standard deviation 15.33) and 207 men (55.2%) (
Table 1). The median number of comorbidities was 2 (interquartile range 1-4). Seventy-four patients died (19.7%), and 299 (79.7%) recovered and were discharged before the end of the follow-up. Differences between the 2 groups were statistically significant for all the morbidities analyzed except for obesity, thromboembolic disease, and asthma.
Table 1Baseline Characteristics of the Patients
COPD, chronic obstructive pulmonary disease; SD, standard deviation.
Unless otherwise noted, values are n (%).
The median number of morbidities in those who died was 4 (interquartile range 2-5), whereas in those who survived was 2 (interquartile range 0-3). Differences in the Barthel Index between groups were statistically significant (P < .001).
When we looked at qSOFA, 21.67% of patients who died presented at least 2 criteria of severity (median 1) vs 10.45% in the group of patients who recovered (median 0) (P = .043).
In logistic regression analysis, a 5-point lower in the Barthel score was associated with a 13% increased risk of death (OR 1.13, 95% CI 1.05-1.22;
P = .002). This association remained significant after further adjustment for the other clinical variables (
Table 2). Using the fully adjusted model, mortality was associated with the Barthel score (OR 1.11, 95% CI 1.03-1.20;
P = .008), sex male (OR 0.23, 95% CI 0.11-0.47,
P < .001), age (OR 1.07, 95% CI 1.03-1.10;
P < .001), and comorbidity (OR 2.15, 95% CI 1.08-4.30;
P = .03) but not to an increase in qSOFA (OR 1.29, 95% CI 0.87-1.93;
P = .21) or polypharmacy (OR 1.54, 95% CI 0.77-3.08;
P = .23). When we analyzed the effect of each morbidity, only heart failure (OR 2.85, 95% CI 1.36-5.98;
P = .006) and chronic kidney disease (OR 2.93, 95% CI 1.21-7.12;
P = .018) showed relation to mortality (
Supplementary Table 2).
Table 2Logistic Regression Model for Mortality
Model 1: adjusted by gender, age, and Barthel; model 2: adds qSOFA to model 1; model 3: adds polypharmacy (≥5 drugs) to model 2; model 4: adds ≥3 morbidities to model 3.
We developed a model to predict the risk of death in male (
Supplementary Table 3) and female patients (
Supplementary Table 4) including the variables showing to be associated to the risk of death. However, when we made the sensitivity analysis, the inclusion of qSOFA produced moderate increases, higher than 10%, in the individual risk of patients with qSOFA score 2 or 3, mainly in older people (
Tables 3 and
4), so we show this “expanded” model. Risk of mortality ranged 0% to 78%. The association between disability and risk of death showed a dose-dependent relationship. Although mild disability (Barthel Index 90-95) increases the risk moderately, it does in a very significant way when it was moderate or severe, especially in older people.
Table 3Risk of Mortality in Men
Table 4Risk of Mortality in Women
The main results held in the sensitivity analysis excluding patients younger than 40 years (
Supplementary Table 5).
Discussion
In this study, we show that in addition to other variables usually considered, functional status is an independent risk factor for death. Barthel Index remained associated with the risk of death in all the models developed in our study, with a mean increase of 10% to 15% in the risk of death by each decrease of 5 points. This finding expands those recently reported in a multicenter study about the effect of frailty on mortality.
13- Hewitt J.
- Carter B.
- Vilches-Moraga A.
- et al.
The effect of frailty on survival in patients with COVID-19 (COPE): A multicentre, European, observational cohort study.
The presence of comorbidity, defined as having ≥3 comorbidities, was associated to an increased risk of mortality, like in many other publications.
20- Giacomelli A.
- Ridolfo A.L.
- Milazzo L.
- et al.
30-day mortality in patients hospitalized with COVID-19 during the first wave of the Italian epidemic: A prospective cohort study.
, 21- Petrilli C.M.
- Jones S.A.
- Yang J.
- et al.
Factors associated with hospital admission and critical illness among 5279 people with coronavirus disease 2019 in New York City: Prospective cohort study.
, 22- Du R.H.
- Liang L.R.
- Yang C.Q.
- et al.
Predictors of mortality for patients with COVID-19 pneumonia caused by SARS-CoV-2: A prospective cohort study.
Regarding the individual diseases, only heart failure and chronic kidney disease showed to increase the risk of death, whereas female gender was protective, as previously established by other authors.
23Risk factors for death from COVID-19.
, 24- Parohan M.
- Yaghoubi S.
- Seraji A.
- et al.
Risk factors for mortality in patients with Coronavirus disease 2019 (COVID-19) infection: A systematic review and meta-analysis of observational studies.
, 25- Shenoy A.
- Ismaily M.
- Bajaj M.
Diabetes and COVID-19: A global health challenge.
, 26- Zhang J.
- Wu J.
- Sun X.
- et al.
Association of hypertension with the severity and fatality of SARS-CoV-2 infection: A meta-analysis.
, 27- Yang K.
- Sheng Y.
- Huang C.
- et al.
Clinical characteristics, outcomes, and risk factors for mortality in patients with cancer and COVID-19 in Hubei, China: A multicentre, retrospective, cohort study.
, 28- Cheng Y.
- Luo R.
- Wang K.
- et al.
Kidney disease is associated with in-hospital death of patients with COVID-19.
, 29- Docherty A.B.
- Harrison E.M.
- Green C.A.
- et al.
Features of 20 133 UK patients in hospital with covid-19 using the ISARIC WHO Clinical Characterisation Protocol: Prospective observational cohort study.
, 30- Cummings M.J.
- Baldwin M.R.
- Abrams D.
- et al.
Epidemiology, clinical course, and outcomes of critically ill adults with COVID-19 in New York City: A prospective cohort study.
Regarding qSOFA, although it did not show to be associated in the adjusted models to the risk of death, its addition to the predictive model mildly increased the risk of death. Taken as a whole, these findings suggest a modest contribution of clinical severity to the risk of death, a usual finding when functional status is taken into account.
5- Castro-Rodríguez M.
- Carnicero J.A.
- Garcia-Garcia F.J.
- et al.
Frailty as a major factor in the increased risk of death and disability in older people with diabetes.
,7- Hoogendijk E.O.
- Romero L.
- Sánchez-Jurado P.M.
- et al.
A new functional classification based on frailty and disability stratifies the risk for mortality among older adults: The FRADEA Study.
,8- Landi F.
- Calvani R.
- Tosato M.
- et al.
Impact of physical function impairment and multimorbidity on mortality among community-living older persons with sarcopaenia: Results from the ilSIRENTE prospective cohort study.
Age was one of the most important death predictors, which agrees with all previous work about prognostic factors for death in patients with COVID-19. In a large observational study where only clinical factors were studied,
29- Docherty A.B.
- Harrison E.M.
- Green C.A.
- et al.
Features of 20 133 UK patients in hospital with covid-19 using the ISARIC WHO Clinical Characterisation Protocol: Prospective observational cohort study.
age was by much the strongest predictor of death, with a very well-defined dose-dependent relationship. But in our study, functional status seems to modulate the effect of age on mortality. As an example, in people without comorbidity, having a low score in Barthel Index (60) mimics the effect of being 15 years older, with a higher absolute effect as the age of the patients increases. This effect remains in the presence of comorbidity or a poor clinical condition, although slightly moderated, highlighting the prognostic value of function in older people, even higher than the one provided by the diseases.
5- Castro-Rodríguez M.
- Carnicero J.A.
- Garcia-Garcia F.J.
- et al.
Frailty as a major factor in the increased risk of death and disability in older people with diabetes.
, 6- Abizanda P.
- Romero L.
- Sánchez-Jurado P.M.
- et al.
Age, frailty, disability, institutionalization, multimorbidity or comorbidity. Which are the main targets in older adults?.
, 7- Hoogendijk E.O.
- Romero L.
- Sánchez-Jurado P.M.
- et al.
A new functional classification based on frailty and disability stratifies the risk for mortality among older adults: The FRADEA Study.
This study has several strengths. We included all the patients admitted along 1 month in our hospital, thus avoiding any kind of selection bias. It must be highlighted that this month (March) was the one where the peak of the pandemic was reached, both in terms of contagion and admissions to hospitals in Spain and in Madrid region.
3Department of Homeland Security
Spain.
Moreover, the possibility of accessing to the clinical records of the patients in primary care allowed us to check the prehospitalization conditions and diseases, the drugs taken by the patients and their functional status. In fact, this was not possible in only 5 patients out of 375. In our patients, the youngest patient who died had 40 years. To assess this potential source of bias, we repeated the analyses after excluding those patients younger than 40 years, without observing any significant change in the results. Finally, we provide individual risk-of-death tables, for male and female patients, considering the main clinical risk factors easy to collect, providing to the clinician a useful tool for the decision-making process in daily clinical practice.
On the other hand, our study was conducted in only one center. However, this fact unlikely affected the results. In a recent publication done by our group jointly with 7 other hospitals in Madrid, the characteristics of the patients attended to in all of them were quite similar.
19- de Abajo F.J.
- Rodríguez-Martín S.
- Lerma V.
- et al.
Use of renin-angiotensin-aldosterone system inhibitors and risk of COVID-19 requiring admission to hospital: A case-population study.
In addition, we have assessed only clinical risk factors. Although in some studies laboratory biomarkers have been shown to be more strongly associated with critical illness and its outcomes than age and clinical markers,
21- Petrilli C.M.
- Jones S.A.
- Yang J.
- et al.
Factors associated with hospital admission and critical illness among 5279 people with coronavirus disease 2019 in New York City: Prospective cohort study.
,22- Du R.H.
- Liang L.R.
- Yang C.Q.
- et al.
Predictors of mortality for patients with COVID-19 pneumonia caused by SARS-CoV-2: A prospective cohort study.
this is not always the case.
20- Giacomelli A.
- Ridolfo A.L.
- Milazzo L.
- et al.
30-day mortality in patients hospitalized with COVID-19 during the first wave of the Italian epidemic: A prospective cohort study.
,29- Docherty A.B.
- Harrison E.M.
- Green C.A.
- et al.
Features of 20 133 UK patients in hospital with covid-19 using the ISARIC WHO Clinical Characterisation Protocol: Prospective observational cohort study.
Our study was done during the peak of the first epidemic wave, when the lethality was the highest. If this lethality is lower in future waves, the relationship between function and mortality could change. Only 7 patients lived in a nursing home, making these results not applicable to patients of nursing homes. However, this fact is unlikely to modify the meaning of our findings; patients from nursing homes are characterized by a poor functional status plus a high mortality, supporting the relationship observed in our study.
Conclusions and Implications
Functional status is a strong predictor of the risk of death in people admitted to hospitals by COVID-19. Functional status seems to account, at least partially, for the association between age and mortality, although other factors explaining this association cannot be excluded. These findings are of high clinical significance. They refine the prognosis of the patients and provide a tool to improve the decision-making process.
Supplementary Data
Supplementary Table 1Multivariate Logistic Regression on Mortality According to Number of Comorbidities
qSOFA, Quick Sequential Organ Failure Assessment.
Supplementary Table 2Multivariate Logistic Regression on Mortality by Individual Diseases
qSOFA, Quick Sequential Organ Failure Assessment.
Supplementary Table 3Risk of Mortality in Men Excluding qSOFA
Supplementary Table 4Risk of Mortality in Women Excluding qSOFA
Supplementary Table 5Sensitivity Analysis: Multivariate Logistic Regression on Mortality (≥41 Years)
qSOFA, Quick Sequential Organ Failure Assesssment.
Model 1: adjusted by gender, age, and Barthel; model 2: adds qSOFA to model 1; model 3: adds polypharmacy (≥5 drugs) to model 2; model 4: adds ≥3 morbidities to model 3.
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Article info
Publication history
Published online: October 08, 2020
Footnotes
Competing interests: Authors state that there are not conflicts of interest
This work is supported by grants from Cofinanced by the European Regional Development Fund (RD) 120001/0043 and Centro de Investigacion Biomédica en Red en Fragilidad y envejecimiento saludable-CIBERFES (CB 16/10/00464), Institute of Health Carlos III, Madrid, Spain.
The authors declare no conflicts of interest.
Copyright
© 2020 AMDA - The Society for Post-Acute and Long-Term Care Medicine.